Compliance Officer/ Compliance Assistant

Tri-Pro Administrators Ltd, Level 5, Maeva Tower, Bank Street, Cybercity, Ebene
Rs0 Expires in 1 week


To assist the Head- Legal and Compliance in performance of compliance tasks.

The role will involve but will not be limited to:

  1. Conduct compliance review of files and risk profiling of clients of the Company.
  2. Compliance review on client onboarding.
  3. Assists the Head – Legal and Compliance on routine and ad hoc legal and compliance matters
  4. Perform screening and verifications on screening tools as well as through internet searches.
  5. Follow up for updated documents and information as and when received from clients with the Company’s team members.
  6. Ensure that all clients and the company are compliant with the law, regulations and their licensing conditions.
  7. Helps in designing checklists and processes at different stages of dealing with clients to ensure that risks are being ascertained and transactions monitored.
  8. Assist in the necessary filings/ surveys as per  legal & regulatory framework within the prescribed deadline.
  9. Assist in FATCA and CRS reporting
  10. Any other cognate duties that may from time to time be required which are appropriate to the role and business requirements.

Remuneration is negotiable and commensurate to experience and qualifications

Applications including CV and cover letter should be sent to: – Mrs Nitisha OODHORAH